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優(yōu)化公司治理 優(yōu)化公司治理
Optimizing Corporate Optimizing Corporate
Governance Governance

堅持誠信經營 堅持誠信經營
Upholding Honest Operations Upholding Honest Operations

增強發(fā)展能力 增強發(fā)展能力
Enhancing Development Enhancing Development
Capacity Capacity
效能監(jiān)察 Efficiency Supervision 風險管理 Risk Management

我們將效能監(jiān)察作為促進企業(yè)管理提升喇嘱、核心業(yè) Regularly supervising our efficiency is an important 我們加大風險管控工作帅霜，將財務損失稍算、內部控制、 We have intensified our risk management and control
tool that helps us promote improvements to corporate efforts by incorporating financial losses, internal controls,
務管理標準化的重要工具墨技，推進效能監(jiān)察工作的“三創(chuàng)” management and standardize our core business management 人員安全惩阶、企業(yè)聲譽及持續(xù)發(fā)展能力等重大事項納入 personnel security, corporate reputation, sustainable
活動：創(chuàng)建效能監(jiān)察工作體系、創(chuàng)新效能監(jiān)察工作方法扣汪、 model. We have prioritized efficiency monitoring activities, 風險評估范圍断楷，設立風險評估標準，收集和確定重大 development capability and other major items into the risk
including the establishing of a working system for efficiency evaluation system. This has resulted in the development of
創(chuàng)優(yōu)評獎崭别，不斷提升效能監(jiān)察工作的制度化冬筒、規(guī)范化 supervision, the innovation of working methods and A-Good 風險，統(tǒng)計分析風險發(fā)生的可能性以及發(fā)生后對目標 prevention and emergency measures such as a risk evaluation
和專業(yè)化水平茅主。 Award, so as to systematically improve our efficiency 的影響程度舞痰，制定防范和應急措施。我們擬定《資本市 standard, collecting and defining information on major or
monitoring, planning and professional conduct. significant risks, and providing statistical analysis on all
場突發(fā)事件應急預案》诀姚，識別各類資本市場突發(fā)事件响牛，
potential risks and their possible impact on our short- and
引入分級預警和應急響應機制，進一步完善突發(fā)事件 long-term objectives. We have also formulated the Emergency
Plan for Capital Markets, identified relevant emergencies
應急管理體系赫段。
in capital market, and introduced a level-to-level early
warning and emergency response mechanism to improve our
效能監(jiān)察工作體系 效能監(jiān)察工作方法 創(chuàng)優(yōu)評獎 emergency management system.
Working System for Efficiency Working Methods for Efficiency A-Good Award
Supervision Supervision

結合 ISO 9000 質量管理體系呀打，運用風 充分性監(jiān)察，看“有沒有”健全 的制度規(guī)定 兩年舉行一次效能監(jiān)察成果金獎項目評比 項目管理風險
險管理糯笙、內部控制等現(xiàn)代企業(yè)管理理論 適宜性監(jiān)察贬丛，看制度規(guī)定得“好不好” 給予金獎稅后 25 萬元獎勵 國際化及海外運營風險
與技術 Project management risks
符合性監(jiān)察，看業(yè)務行為過程是否按照 組織效能監(jiān)察高級評審員考試给涕，確立高
覆蓋勘察設計豺憔、施工额获、地產、裝飾焕阿、園林 制度執(zhí)行 級評審員資格 Risks of internationalization and overseas operation
等核心業(yè)務
有效性監(jiān)察咪啡，看業(yè)務執(zhí)行結果是否實現(xiàn) 應收賬款風險
成立效能監(jiān)察學會 Appraise a golden-prize project every two Risk of accounts receivable
績效考核目標 years to ensure it meets our efficiency 投資風險
Combine modern enterprise management Monitor adequacy to check if systems and supervision performance targets Investment risks
theory and technology like the ISO9000 regulations are adequate or not Award a bonus of RMB 250,000 (after tax)
qualit y management system, risk to gold prize winner
management and internal controls Monitor suitability to check if systems and Organize a senior assessor examination 運營類風險
Cover core businesses such as surveying regulations are suitable or not for efficiency supervision and establish a 宏觀經濟風險 Operational risks 稅務風險
and design, construction, real estate, Monitor compliance to check if business senior assessor position Macroeconomic risks Taxation risks
decorations and gardening, among others activities are done according to relevant rules
Establish an efficiency supervision society Monitor effectiveness to check if business
results meet the objectives of performance
assessment
戰(zhàn)略類風險 財務類風險
Strategic risks Financial risks

2012 年首启，我們實施效能監(jiān)察立項 466 項暮屡，提出效 In 2012, we established 466 items, received 6,598
efficiency monitoring suggestions, and made 165 supervisory
能監(jiān)察建議 6,598 項，監(jiān)察決定 165 項毅桃，形成監(jiān)察報
decisions that resulted in 423 supervision reports, 336
告 423 份褒纲，完善改進制度 336 項，新建制度 131 項钥飞， improved systems and established 131 new rules and
直接挽回經濟損失 718.9 萬元莺掠，避免經濟損失 4,062.5 regulations. As a result, RMB 7.189 million of direct economic
losses were recovered and RMB 40.625 million in economic
萬元，間接創(chuàng)造經濟效益 4,530 萬元读宙。 losses were avoided for an indirect financial gain of RMB 45.30
million. 我們嚴肅投資紀律彻秆，加強所屬企業(yè)的投資管理， We abide by investment rules, strengthen corporate
嚴格處理違規(guī)企業(yè)结闸，全力規(guī)避投資風險唇兑。 investment management in the system and deal with illegal
enterprises strictly, which help us evade investment risks fully.

案例：嚴肅處理違規(guī)投資事件 Case Study: Strictly Deal with Regulation-violating
Investment Event
中建某下屬公司在投資某橋梁 BT 項目時，未嚴
One subordinate company of China Construction did not
格按照股份公司投資管理規(guī)定履行有關審批程序桦锄。 abide by relevant procedures for examination and approval of
公司監(jiān)督委員會對此除給予通報批評外扎附，按照規(guī)定 CSCEC’s Regulations on Investment Management seriously
when investing in a BT project for a bridge. In addition to a
暫停其一年新項目拓展投資權，并在業(yè)績考核中給 notice of criticism, the Supervision Committee suspended its

效能監(jiān)察圖板 公司承辦中央企業(yè)效能監(jiān)察工作推進會 予扣分處理结耀，督促其及時整改留夜。 investment right on new project development in a year, made
Efficiency Supervision Bulletin The Company Organized the Conference on Promoting Efficiency Supervision among Central Enterprises deductions in the performance assessment in accordance
with the provisions and urged it to make timely rectification.

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